FINPROM Findings

4
high2025-12-12RNS 3638L
dilution_red_flagsdirector_concentrationgoing_concern_or_distresspromotional_language
Net liabilities at 30 September 2025 were £12.7 million... transformational acquisition and funding package... exceptionally well positioned... world-leading... £1.1 million equity raise in June 2025 at a significant premium to the price of the prior equity raise in October 2024

Company has net liabilities of £12.7m, is converting £15.2m of debt to equity, and describes the deal as 'transformational' and 'exceptionally well positioned' with 'world-leading' claims -- all while raising £6.41m via placing/subscription/retail at 0.5p (16.7% discount to 0.6p close). Repeat raise pattern (June 2025, October 2024 prior raises noted). Massive dilution with over 1 billion new placing shares plus extensive warrant/option sweeteners to management.

high2025-12-12RNS 3638L
dilution_red_flagsforward_looking_unqualifiedgoing_concern_or_distresspromotional_language
"The Enlarged Group will be exceptionally well positioned" ... "potentially world-leading with a large addressable market" ... "Net liabilities at 30 September 2025 were £12.7 million" ... "turning the business from a loss-making R&D focused Company"

Superlative promotional language ('exceptionally well positioned', 'world-leading') deployed in a fundraise announcement for a company with £12.7m net liabilities, a loss-making track record, and planned share consolidation. The juxtaposition of aggressive promotional claims with severe financial distress indicators is a clear compliance concern.

medium2025-12-12RNS 3641L
dilution_red_flagsgoing_concern_or_distresstiming_concerns
Retail Offer is expected to close at 12.00 p.m. on 15 December 2025... Retail Offer opens 8:00 a.m. 12 December 2025

Retail offer for a company with £12.7m net liabilities runs only 3 calendar days (Fri-Mon, one working day effectively). Short window on a materially distressed company limits retail investors' ability to conduct due diligence on the complex acquisition and funding package.

low2025-12-12RNS 3641L
positive_compliance
"THE COMMUNICATION OF THIS ANNOUNCEMENT AND ANY OTHER DOCUMENTS OR MATERIALS RELATING TO THE RETAIL OFFER AS A FINANCIAL PROMOTION IS ONLY BEING MADE TO... THOSE PERSONS IN THE UNITED KINGDOM FALLING WITHIN ARTICLE 43" ... 16.6% discount disclosed

The retail offer RNS itself is structurally compliant with proper Article 43 restrictions and standard BookBuild platform disclosure. However, it must be read alongside the heavily promotional proposed fundraise announcement (3638L) which retail investors will likely also have seen.

RNS Announcements

2
2025-12-123638L

Proposed Fundraise and Acquisition

THIS ANNOUNCEMENT, INCLUDING THE APPENDIX, AND THE INFORMATION CONTAINED HEREIN, IS RESTRICTED AND NOT FOR RELEASE, PUBLICATION OR DISTRIBUTION, IN WHOLE OR IN PART, DIRECTLY OR INDIRECTLY, IN, INTO OR FROM THE UNITED STATES OF AMERICA, CANADA, AUSTRALIA, JAPAN, NEW ZEALAND, THE REPUBLIC OF SOUTH AFRICA OR ANY OTHER JURISDICTION IN WHICH SUCH RELEASE, PUBLICATION OR DISTRIBUTION WOULD BE UNLAWFUL. PLEASE SEE THE IMPORTANT NOTICE IN THE APPENDIX TO THIS ANNOUNCEMENT. THIS ANNOUNCEMENT, INCLUDING THE APPENDIX, IS FOR INFORMATION PURPOSES ONLY AND DOES NOT CONSTITUTE OR CONTAIN ANY INVITATION, …

2025-12-123641L

Retail Offer

THIS ANNOUNCEMENT. THE COMMUNICATION OF THIS ANNOUNCEMENT AND ANY OTHER DOCUMENTS OR MATERIALS RELATING TO THE RETAIL OFFER AS A FINANCIAL PROMOTION IS ONLY BEING MADE TO, AND MAY ONLY BE ACTED UPON BY, THOSE PERSONS IN THE UNITED KINGDOM FALLING WITHIN ARTICLE 43 OF THE FINANCIAL SERVICES AND MARKETS ACT 2000 (FINANCIAL PROMOTION) ORDER 2005, AS AMENDED (WHICH INCLUDES AN EXISTING MEMBER OF HAYDALE GRAPHENE INDUSTRIES PLC).  ANY INVESTMENT OR INVESTMENT ACTIVITY TO WHICH THIS ANNOUNCEMENT RELATES IS AVAILABLE ONLY TO SUCH PERSONS AND WILL BE ENGAGED IN ONLY BY SUCH PERSONS. THIS ANNOUNCEMEN…

Board of Directors

7
NameRoleAppointedStatus
Gareth Richard Norman Kaminski-CookNon-Executive Director2024-01-01active
Jeremy Ellis NesbittDirector2025-04-23active
Mark Llewellyn HeycockDirector2024-04-30active
Mark Steven Christopher SaitDirector2026-01-08active
Patrick CarterExecutive Director2023-06-05active
Simon TurekDirector2024-11-21active
Theresa Anne WallisNon-Executive Director2020-06-10active

Deal History

1
bookbuild2025-12-12£6.41m
2025-12-12proposed3638LProposed Fundraise and Acquisition
2025-12-12result7995LResult of Retail Offer
2025-12-12result5677LResult of Accelerated Bookbuild
2025-12-12retail offer3641LRetail Offer