FINPROM Findings

6
high2025-08-11RNS 7650U
going_concern_or_distress
the maturity date shall be extended to 30 June 2026...if the Company has not entered into a streamlined CEOL process for Laguna Verde by 31 January 2026 the Noteholders will require the Company to engage an M&A investment bank to look at certain strategic options

Loan notes required restructuring with security over all company assets. Noteholders can force strategic review (potential sale) if CEOL not achieved by Jan 2026, indicating existential funding risk.

medium2025-08-11RNS 7650U
forward_looking_unqualified
It appears the lithium market is coming off its low...analysts are recognising the current oversupply should turn to deficit soon. The prospect of higher prices can already be seen in strengthening lithium company share prices

Chairman's statement includes speculative market outlook on lithium prices presented as near-certain, without adequate qualification that these are opinions not facts.

low2025-08-11RNS 7650U
dilution_red_flags
the second tranche...being a conditional placing of new Ordinary Shares...to raise approximately £3.13 million...each Fundraising Share will carry a warrant entitlement of 1 warrant for every 1 Fundraising Share...Placee Warrants are exercisable at a price of 6 pence

Placing shares represent ~46% of enlarged share capital, with 1:1 warrant attachment effectively doubling potential dilution. Additionally, loan notes are now convertible at the same issue price.

low2025-08-11RNS 7814U
dilution_red_flags
The Placing Shares represent approximately 46.2% per cent. of the Company's enlarged ordinary share capital...the Placing Shares will carry a warrant entitlement of one warrant for every Placing Share...exercisable at 6 pence, being at a 20% premium to the Issue Price

Confirmed 46% dilution from placing alone, with 1:1 warrant attachment creating potential for further massive dilution. Board reduced to two directors as cost-cutting measure.

low2025-02-10RNS 5769W
timing_concerns
Proceeds from the Broker Option (if exercised) (which when aggregated with the proceeds of the Placing, amount to more than £2.4 million) would be applied to repaying Loan Notes

Broker option proceeds earmarked to repay existing loan notes suggests circular financing, where new equity is used to retire prior debt rather than fund growth.

low2025-02-10RNS 5769W
dilution_red_flags
Each Warrant grants the holder the right to subscribe for one new Ordinary Share at a price of 11p, being approximately 31% per cent. below the Issue Price, at any time from one year after the date of First Admission until up to 4 years

Warrants exercisable at 31% below the issue price (11p vs 16p), attached 1:1 to every fundraising share, represent an extraordinary dilution risk. This effectively doubles potential share issuance at a deep discount. [Severity adjusted: discount alone insufficient for high severity without compounding factors.]

RNS Announcements

3
2025-08-117650U

Additional Licences, Fundraising & Board Changes

THIS ANNOUNCEMENT AND THE INFORMATION CONTAINED HEREIN IS RESTRICTED AND IS NOT FOR RELEASE, PUBLICATION OR DISTRIBUTION, IN WHOLE OR IN PART, DIRECTLY OR INDIRECTLY, IN, INTO OR FROM THE UNITED STATES, AUSTRALIA, CANADA, JAPAN, NEW ZEALAND, THE REPUBLIC OF SOUTH AFRICA OR ANY OTHER JURISDICTION IN WHICH SUCH RELEASE, PUBLICATION OR DISTRIBUTION WOULD BE UNLAWFUL. THIS ANNOUNCEMENT CONTAINS INSIDE INFORMATION FOR THE PURPOSES OF REGULATION (EU) 596/2014 AS IT FORMS PART OF DOMESTIC LAW IN THE UNITED KINGDOM BY VIRTUE OF THE EU (WITHDRAWAL) ACT 2018 ("MAR"). IN ADDITION, MARKET SOUNDINGS (AS …

2025-08-117814U

Results of Placing, Issue of Equity and TVR

THIS ANNOUNCEMENT AND THE INFORMATION CONTAINED HEREIN IS RESTRICTED AND IS NOT FOR RELEASE, PUBLICATION OR DISTRIBUTION, IN WHOLE OR IN PART, DIRECTLY OR INDIRECTLY, IN, INTO OR FROM THE UNITED STATES, AUSTRALIA, CANADA, JAPAN, NEW ZEALAND, THE REPUBLIC OF SOUTH AFRICA OR ANY OTHER JURISDICTION IN WHICH SUCH RELEASE, PUBLICATION OR DISTRIBUTION WOULD BE UNLAWFUL. THIS ANNOUNCEMENT CONTAINS INSIDE INFORMATION FOR THE PURPOSES OF REGULATION (EU) 596/2014 AS IT FORMS PART OF DOMESTIC LAW IN THE UNITED KINGDOM BY VIRTUE OF THE EU (WITHDRAWAL) ACT 2018 ("MAR"). 11 August 2025 CleanTech Lithi…

2025-02-105769W

Proposed interim fundraising and corporate update

THIS ANNOUNCEMENT AND THE INFORMATION CONTAINED HEREIN IS RESTRICTED AND IS NOT FOR RELEASE, PUBLICATION OR DISTRIBUTION, IN WHOLE OR IN PART, DIRECTLY OR INDIRECTLY, IN, INTO OR FROM THE UNITED STATES, AUSTRALIA, CANADA, JAPAN, NEW ZEALAND, THE REPUBLIC OF SOUTH AFRICA OR ANY OTHER JURISDICTION IN WHICH SUCH RELEASE, PUBLICATION OR DISTRIBUTION WOULD BE UNLAWFUL.   THIS ANNOUNCEMENT CONTAINS INSIDE INFORMATION FOR THE PURPOSES OF REGULATION (EU) 596/2014 AS IT FORMS PART OF DOMESTIC LAW IN THE UNITED KINGDOM BY VIRTUE OF THE EU (WITHDRAWAL) ACT 2018 ("MAR"). IN ADDITION, MARKET SOUNDINGS …

LinkedIn Activity

2
Proactive Investorscompany_page2025-08-11

CleanTech Lithium opens retail share offer via BookBuild at 5p/share alongside £4.3m placing. Retail offer oversubscribed, raising £250,000.

Risk warnings: No

Proactive Investors shared article on LinkedIn. The placing price of 5p represented significant dilution from earlier raises at 16p. Company had noteholder forced review. No LinkedIn posts found from CleanTech Lithium's own company page or CEO Aldo Boitano specifically promoting the BookBuild retail offer, though the company page shares operational updates regularly.

Poolbeg Pharma plccompany_page2026-01-09

2026 outlook post highlighting clinical milestones: POLB 001 TOPICAL trial interim data expected summer 2026, Oral GLP-1 PoC topline data expected H1 2026. States company is 'funded through this catalyst-rich period, with a cash runway extending into 2027'.

Risk warnings: No41 reactions

No direct fundraise announcement found on LinkedIn for Poolbeg. This post emphasises cash runway to 2027. No BookBuild or retail targeting language found in any Poolbeg LinkedIn posts. A separate profile (Michael Fleming) mentioned participating in a Poolbeg share placing with £100k investment, but post not directly accessible. URL: https://www.linkedin.com/posts/poolbeg-pharma_polb-catalystrich-aim-activity-7415289997668360192-LCu-

Videos During Deal Windows

6
2025-08-11investor-meet-company

CLEANTECH LITHIUM PLC - Shareholder Update

2025-02-22vox-markets

CleanTech Lithium #CTL CEO Discusses Institutional Investment and Lithium Market Outlook

2025-02-20ticker-tv

Chile-focused CleanTech Lithium to raise £2M from retail shareholders ahead of strong newsflow

2025-02-18vox-markets

CleanTech Lithium Interview with Steve Kesler

2025-02-12vox-markets

CleanTech Lithium Raises £2.4 Million to Progress Laguna Verde

2025-02-10investor-meet-company

CLEANTECH LITHIUM PLC - Investor Presentation

Deal History

2
bookbuild2025-08-11£4.25m
2025-08-11announcement7650UAdditional Licences, Fundraising & Board Changes
2025-08-11result7814UResults of Placing, Issue of Equity and TVR
bookbuild2025-02-10£2.40m
2025-02-10proposed5769WProposed interim fundraising and corporate update
2025-02-10retail offer9456XExtension of Broker Option and Retail Offer
2025-02-10retail offer2615XRetail Offer to Shareholders
2025-02-10result6688WResults of Placing, Issue of Equity and TVR